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401(k) & Employer Stock

ERIC Updates
Jul 1, 2009   House Committee Approves Fee Disclosure, Investment Advice and Pension Relief Legislation
Oct 27, 2008   House Education and Labor Committee Holds Field Hearing on Retirement Security
Oct 10, 2008   House Committee Signals Intent to Revamp Retirement Landscape
Oct 9, 2007   ERIC Testifies Before House Education and Labor Committee on Fee Disclosure
Sep 8, 2006   Senate Approves Consideration of Retirement Plan Costs for Department of Defense Contractors
(more)
 
News Releases
Oct 30, 2007   ERIC Urges Congress to Wait for DOL to Finish Work Before Moving New Fee Disclosure Legislation
Oct 4, 2007   ERIC Supports Enhanced Fee Disclosure, But Opposed to Chairman Miller's Approach
Jun 13, 2007   Major Employers Introduce Platform for New Option for Health and Retirement Security
Nov 14, 2006   Default Investment Regulations Sweep Far Beyond Auto-Enrollment
Jun 29, 2005   ERIC Advisory on Credit Balance Document
(more)
 
ERIC Policy Statements
Oct 24, 2007   ERIC Urges Congress to Allow Regulators to Complete Work Before Acting on Fee Disclosure Legislation
Jul 26, 2007   Statement Regarding Representative George Miller's legislation, the 401(k) Fair Disclosure for Retirement Security Act of 2007
Jun 13, 2007   ERIC Unveils "New Benefit Platform for Life Security" |
May 26, 2006   Conference Position on Defined Contribution Provisions in the Pension Security & Transparency Act of 2005, and the Pension Protection Act of 2005
Nov 16, 2005   ERIC Position Statement on S. 1783
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Congress
Oct 30, 2007   ERIC Urges Congress to Wait for DOL to Finish Work Before Moving New Fee Disclosure Legislation
Oct 4, 2007   ERIC Supports Enhanced Fee Disclosure, But Opposed to Chairman Miller's Approach
Nov 30, 2006   GAO Report on 401(k) Plan Fees
Jun 9, 2005   Sen. Grassley Memorandum Re: Pension Legislation Substance
Jun 8, 2005   ERIC: Smith Conrad Letter RE: Defined Contribution Legislation
(more)
 
Executive Branch
Feb 11, 2008   ERIC Submits Comments on Proposed Automatic Contribution Arrangement Regulations
Jul 24, 2007   ERIC and 11 Other Trade Associations Support Improved 401(k) Disclosure in Submission to Labor Department
Jul 19, 2007   ERIC Submits Comments to EBSA on Plan Fee Disclosure; Urges Flexibility
Sep 20, 2006   ERIC Comments on proposed revisions to Form 5500
Aug 24, 2005   ERIC Testimony Before IRS on Relative Value Regulations
(more)
 
Judiciary
Mar 26, 2010   ERIC Urges Appeals Court to Uphold District Court's Dismissal of "Stock Drop" Case | |
Mar 20, 2009   Labor Secretary, Plaintiffs, Interest Groups Call for Rehearing in Plan Fee Fiduciary Liability Case
Feb 20, 2008   Supreme Court Rules in LaRue that Participant in a DC Plan Can Recover If He Can Show That a Fiduciary Breach Harmed His Account
Nov 27, 2007   Transcript of Oral Arguments Before the Supreme Court in LaRue v. DeWolff Broberg & Assoc.
Aug 30, 2007   ERIC Submits Amicus Brief in "Employer Stock Drop" Case
(more)
 
Others
Mar 4, 2009   EBRI Looks at Impact of Recent Financial Crisis on 401(k) Account Balances
Aug 25, 2008   GAO Warns that Fulfilling Fiduciary Obligations Can Present Challenges for 401(k) Plan Sponsors
 
Legislative Documents
Jul 1, 2009   "401(k) Fair Disclosure and Pension Security Act of | 2009" (H.R. 2989)
Aug 31, 2005   DC Policy Paper
Jun 7, 2005   Smith-Conrad Retirement Savings and Security Act of 2005
Apr 29, 2005   S. 256 Language on Bonus and Severance Pay Restrictions
Apr 21, 2005   S. 875: Bingaman Automatic Enrollment Bill
(more)
 
Regulatory Documents
May 21, 2010   IRS Issues Final Rules on Diversification Rules for DC Plans Holding Employer Stock
Jan 4, 2008   IRS Proposes Diversification Rules for Qualified Defined Contribution Plans Holding Publicly Traded Employer Securities
Nov 7, 2007   Treasury, IRS Issue Proposed Rule on Automatic Enrollment |
Oct 23, 2007   DOL to Issue Final Rule on Qualified Default Investment Alternatives
May 14, 2007   ERIC Chart on Employee Benefits and Compensation Regulatory Schedule
(more)